DOL Fiduciary Rule Starts
June 9, 2017
Don't worry we have you covered!
DOL Readiness Kit
A list of 7 best practices as you move forward in this new world.
Checklist that will lead you through the necessary steps to remain compliant during client interaction.
To comply with PTE 84-24, you will need this disclosure form signed by both you and your client at time of application. This is to be kept in your file only and not submitted to the insurance carrier.
Under the DOL Fiduciary Rule, making the correct and proper product recommendation is crucial. Completing a detailed fact finder along with documenting all client interactions will lead to your protection.